How New York Hospitals Rely on Sepsis-2

Which definition of the deadly condition will be applied in the Empire State has been a hot topic of late.

EDITOR’S NOTE: The following is partial transcript of remarks made by Dennis Jones during a recent RACmonitor-produced Monitor Mondays broadcast.

First, let me remind everyone that I am in the finance department of my hospital (Montefiore Nyack): a boring accountant type whose days are consumed with reading explanation of benefits documents and realizing that most CARC (claim adjustment reason codes) codes mean pretty much the same thing.

I am not one to explain the finer points of sepsis criteria.

However, let me nonetheless review the recent developments in New York State regarding UnitedHealthcare’s application of the Sepsis-3 criteria to review claims.

To begin with, UnitedHealth Care (UHC) published an October 2018 network bulletin on Sepsis-3. In the bulletin, UHC proclaimed that it would use the criteria in its claim reviews. 

New York State has a unique circumstance regarding the application of Sepsis-3 criteria that goes back to a tragic incident in 2012.

That year, a young boy named Rory Staunton, 12 years old, cut his arm in gym class while diving for possession of a basketball.

The gym teacher dressed the wound, but before the next day, Rory was sick with a fever and leg pain and vomiting. Rory saw a pediatrician who referred him to the emergency room of a New York City hospital.

The hospital saw the symptoms and treated Rory for a flu bug that was going around. The boy was discharged prior to the result of lab tests that would have shown the presence of a blood infection.

Sadly, Rory later died from sepsis, which could have been successfully treated if it had been recognized early.

New York State subsequently passed Rory’s Regulation, which requires hospitals to take the following action:

  • To have in place evidence-based protocols for the early recognition and treatment of patients with severe sepsis/septic shock that are based on generally accepted standards of care
  • To submit sepsis protocols required pursuant to paragraph (4) of this subdivision to the Department (of Health) for review on or before July 1, 2013.

At the time, Sepsis-2 criteria were widely accepted for the purpose of identifying and treating sepsis.

When UHC published its intent to utilize Sepsis-3 criteria, it was in conflict with the New York State Department of Health (NYS DOH) regulations.

On Dec. 18, 2018, the Greater New York Healthcare Association (GNYHA) and the Healthcare Association of New York (HANY) sent a letter to the NYS DOH pointing out the differences between the Systemic Inflammatory Response Syndrome (SIRS)-based Sepsis-2 definition and the Sequential Organ Failure Assessment (SOFA)-based Sepsis-3 definition. 

In the letter, the hospital associations stated:

Sepsis-2 bases the recognition of sepsis on SIRS criteria and therefore allows clinicians to consider a sepsis diagnosis much earlier in the advancement of the disease. The criteria prompt clinicians to initiate rigorous monitoring and treatment protocols to avoid escalation of sepsis into organ dysfunction, further morbidity, and mortality.

The letter went on to state:

We believe insurers that are adopting the Sepsis-3 definition are doing so not for the purpose of improving the quality of care, but simply as a mechanism to down-code claims and reduce payments to providers.

As a result, the NYS DOH pointed out the regulatory issue in a letter to UHC, and on Jan. 3, 2019, UHC issued a statement defending its use of Sepsis-3 criteria, but conceding that “nonetheless, UnitedHealthcare will not apply Sepsis-3 to NY providers until such time as NY adopts the updated criteria.”

This may sound like a temporary reprieve, but since the Sepsis-2 criteria identify possible cases of sepsis earlier, at the cost of the possibility of some false-positive sepsis cases, New York State may not be in a hurry to change its current sepsis definition and Rory’s Regulation.

HANYS has stated that it will continue to push back against the use of Sepsis-3 criteria by other payers.

Comment on this article

Facebook
Twitter
LinkedIn

Stanley Nachimson, MS

Stanley Nachimson, MS is principal of Nachimson Advisors, a health IT consulting firm dedicated to finding innovative uses for health information technology and encouraging its adoption. The firm serves a number of clients, including WEDI, EHNAC, the Cooperative Exchange, the Association of American Medical Colleges, and No World Borders. Stanley is focusing on assisting health care providers and plans with their ICD-10 implementation and is the director of the NCHICA-WEDI Timeline Initiative. He serves on the Board of Advisors for QualEDIx Corporation. Stanley served for over 30 years in the US Department of Health and Human Services in a variety of statistical, management, and health technology positions. His last ten years prior to his 2007 retirement were spent in developing HIPAA policy, regulations, and implementation planning and monitoring, beginning CMS’s work on Personal Health Records and serving as the CMS liaison with several industry organizations, including WEDI and HITSP. He brings a wealth of experience and information regarding the use of standards and technology in the health care industry.

Related Stories

Leave a Reply

Please log in to your account to comment on this article.

Featured Webcasts

AI, Audits, and the Future of the Revenue Cycle

Artificial intelligence is rapidly transforming healthcare revenue cycle operations, from coding and auditing to compliance and denials. Join industry leaders Pam Warren (MaineHealth) and Raemarie Jimenez (AAPC) for a live fireside chat exploring how AI is changing workflows, workforce roles, payer-provider dynamics, and compliance risk—and what organizations should be doing now to prepare.

June 17, 2026

Trending News

Featured Webcasts

Ask Dr. Hirsch: Clarifying Medicare’s Most Misunderstood Rules – Part 2

Medicare regulations are complex and even seasoned professionals struggle to apply them consistently. Due to overwhelming demand, Dr. Hirsch returns for Part 2 of Ask Dr. Hirsch: Clarifying Medicare’s Most Misunderstood Rules to answer even more of Medicare’s most misunderstood questions, covering inpatient status, observation, SNF access, Medicare Advantage denials, and more. Join Dr. Hirsch as he provides clear, referenced answers to real-world questions submitted by your peers, helping you navigate Medicare compliance with confidence and clarity.

June 18, 2026

Reengineering Utilization Management: Building an Adaptive Model for the New Payer Era

Traditional utilization management models can no longer keep pace with regulatory shifts, payer scrutiny, and operational pressures. In this webcast, Tiffany Ferguson, LMSW, CMAC, ACM, ACPA-C, introduces an Adaptive Model strategy that modernizes UM through role specialization, technology-driven workflows, and proactive, team-based processes. Attendees will learn how to restructure programs to improve efficiency, strengthen clinical collaboration, and enhance financial performance in a rapidly changing healthcare environment.

May 20, 2026

Compliance for the Inpatient Psychiatric Facility (IPF-PPS): Minimizing Federal Audit Findings by Strengthening Best Practices

Federal auditors are intensifying their focus on inpatient psychiatric facilities, using advanced data analytics to spotlight outliers and pursue high‑dollar repayments. In this high‑impact webcast, Michael Calahan, PA, MBA, Compliance Officer and V.P., Hospital & Physician Compliance, breaks down what regulators are really targeting in IPF-PPS admissions, documentation, treatment and discharge planning. Attendees will learn practical steps to tighten processes, avoid common audit triggers and protect reimbursement and reduce the risk of multimillion-dollar repayment demands.

April 9, 2026

Mastering MDM for Accurate Professional Fee Coding

In this timely session, Stacey Shillito, CDIP, CPMA, CCS, CCS-P, CPEDC, COPC, breaks down the complexities of Medical Decision Making (MDM) documentation so providers can confidently capture the true complexity of their care. Attendees will learn practical, efficient strategies to ensure documentation aligns with current E/M guidelines, supports accurate coding, and reduces audit risk, all without adding to charting time.

March 31, 2026

Trending News

Prepare for the 2025 CMS IPPS Final Rule with ICD10monitor’s IPPSPalooza! Click HERE to learn more

Get 15% OFF on all educational webcasts at ICD10monitor with code JULYFOURTH24 until July 4, 2024—start learning today!

This Memorial Day, we honor those who gave all for our freedom. Take 20% off sitewide through May 29 with code MEMORIAL26 at checkout

CYBER WEEK IS HERE! Don’t miss your chance to get 20% off now until Dec. 1 with code CYBER25

CYBER WEEK IS HERE! Don’t miss your chance to get 20% off now until Dec. 2 with code CYBER24